On-demand Webinar: Business Compliance & Governance Essentials
At both the federal and state level, there are serious consequences for non-compliance when it comes to mandatory, ongoing filing requirements. Your company or client can face significant penalties such as administrative dissolution, loss of access to courts, large fines, and more. Don’t let that happen to you –CT’s webinar video reviews the business compliance and governance essentials you should know, so nothing falls through the cracks.
Eliminate risk as CT’s expert staff attorney discusses how to manage state and federal law as well as internal governance rules – the three main sources of compliance requirements. You will come away with an understanding of basic strategies to remain compliant and ensure successful filings, as well as record-keeping and reporting for corporations and LLCs. Additionally, we will delve into non-compliance lessons from case law, important new developments in Delaware law, and discuss the intersection of federal and state securities laws and their reporting requirements.
Download CT’s seminar reference book, Business Compliance & Governance, for answers to your pressing questions regarding business compliance.
Audience:
- Attorneys and paralegals in law firms who handle corporate business compliance, entity formation and mergers and acquisitions
- In-house counsel and paralegals responsible for corporate compliance
Meet our expert:
Lori Ann Fox has been a Government Relations and Regional Attorney with CT for twelve years.
She sits on drafting committees and works closely with state bar associations, government offices, and legislatures to implement changes in business entity and related laws. She regularly lectures on topics related to business entity operations and filings, including Delaware entity laws, Mergers, Business Entity Formation, Maintenance, Compliance and Governance, Limited Liability Companies, specialty entity types and ethical considerations surrounding entity and compliance issues.
Prior to joining CT, Ms. Fox maintained a private practice focusing on corporate law, which was preceded by her serving as General Counsel for an insurance company. Ms. Fox received her law degree from Emory University School of Law and is a member of the State Bars of Texas, Oklahoma, and Georgia.