Business Compliance Basics

Tuesday, July 12, 2016

1-2PM Eastern Time

What do most federal and state business laws have in common? Mandatory filing requirements, with serious consequences for non-compliance. If you’re not on top of these ongoing compliance actions, you’re putting your company or clients at risk. Business can face fines, administrative dissolution, even loss of access to courts. In some circumstances, certain individuals can face criminal penalties.

Through our tenure as the leader in business and legal compliance, CT has amassed an unsurpassed wealth of knowledge. We share this institutional expertise with you with our live seminars and webinars.

Who should attend:

• Attorneys and paralegals in law firms who handle corporate business compliance, entity formation, and mergers and acquisitions
• In-house counsel and paralegals responsible for corporate compliance

Attendees will learn:

• How to successfully manage the three main sources of compliance requirements: state and federal law and internal governance rules
• Record-keeping and reporting for corporations and LLCs
• Strategies and steps to stay compliant – know the basics of ensuring successful filings
• Non-compliance lessons from case law
• Important new developments in Delaware law
• The intersection of federal and state securities laws, and their reporting requirements